Compliance Posture
Are we compliant right now? Where are the open findings? · Refreshes from
/api/health on view + every 60s.DISQUALIFYING findings
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Layer-3 / Layer-4 hard fails
All FAIL findings
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Across active rules
Documents blocked
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Hard-fail state (Subsystem K/F)
Open escalations
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— critical
Audit runs (24h)
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— lifetime
Active rules
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— entities · — sources
Top 5 failing rules (recent window)
| Rule | Fails |
|---|---|
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Recent audit runs
| Doc class | Outcome | Layer | When |
|---|---|---|---|
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Source intelligence (24h)
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Constitutional principles
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Entity Structure Browser
What entities exist, how do they relate, who owns what? · Backed by
/api/entities + on-demand /api/ownership?entity_id=…. Foundations rendered separately per UI Spec §8 (arm's-length from HLG umbrella).Active entities
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tenant-scoped
HLG umbrella
—
is_howell = true
Foundations
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is_charity (arm's-length)
Tiers represented
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distinct tier values
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Document Library
Operative version + amendment lineage across the 16 EMS document classes. · Backed by
/api/document-library (EMS canonical store).Operative documents
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is_current = true
Document classes
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distinct in current view
Pending extraction
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awaiting confirmation
In review
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flagged by extractor
Under litigation hold
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active hold subjects
Inaccessible to you
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privilege class blocks read
Documents
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Document
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Compliance Calendar
What obligations are coming due? · Backed by
/api/compliance-calendar with 90/60/30/7-day color tiers (UI Spec §9.4). Complete / snooze / reschedule actions wired.Overdue
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past due_date
Due ≤ 7 days
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act now
Due ≤ 30 days
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plan
Due ≤ 60 days
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notice
Due ≤ 90 days
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forecast
Beyond 90 days
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scheduled
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Audit Findings Inbox
What requires attention right now? · Backed by
/api/findings. Severity-sorted, filterable, escalate-action wired through to /api/escalations.DISQUALIFYING
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hard fail
MATERIAL
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remediation needed
FORMAL
—
formatting/style
Distinct rules
—
in current view
Distinct doc classes
—
affected
Top 5 firing rules (current filter)
| Rule | Count |
|---|---|
| — | |
By document class
| Doc class | Count |
|---|---|
| — | |
Findings
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Governance Health
How is the platform itself doing? · Backed by
/api/health · auto-refresh 60s.Active rules
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deterministic + LLM-assisted
Sources registered
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— quarantined
Active entities
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Canonical Entity Registry
Audit runs (24h)
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— lifetime
API requests (24h)
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all endpoints
Integrations
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— dispatched · — failed (24h)
Deployment
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Refresh activity (24h)
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AI governance (24h)
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Runbooks · disaster-recovery posture
Production runbooks live in
artifacts/runbooks/ on the repo. Five procedures: RUNBOOK_secret_rotation, RUNBOOK_dr_restoration, RUNBOOK_release_freeze, RUNBOOK_emergency_hotfix, RUNBOOK_ransomware_recovery. Security controls (TLS, RLS, CSP, HSTS, signed deploys, append-only audit log via DB triggers) documented in artifacts/SECURITY_AND_RESILIENCE.md.
IP Portfolio
Patent applications, IP licenses, music IP. · Live data from patents.aitchtechnologies.com via server-side aggregator
/api/ip-portfolio.HLG patent entities
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registered LLCs
Patents on platform
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applications + issued
Linked to HLG
—
applicant matches HLG entity
IP license docs
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EMS document_type
Music subsidiaries
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GMG · 360 World · IP
Patent applications
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Patent / Music entities (HLG-registered)
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IP license documents (current)
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Music & IP royalties (last 12 months)
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Banking Position
Where is the money? · Manual-entry ledger backed by
/api/bank-accounts. No external service — operators enter accounts + post periodic balance snapshots. All balance rows are immutable; corrections post a new snapshot at a new as_of.Active accounts
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status = Active
Total USD position
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sum non-credit accts
Credit available
—
limit − liability
Distinct institutions
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across all active accts
Stale > 30d
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need fresh snapshot
Accounts
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Foundation Activity
990 status, distribution requirements, grant cycle. · Foundations filtered
is_charity=true; per-foundation obligations from compliance_obligations.Active foundations
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is_charity = true
Foundation obligations
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active in 12mo
990 due ≤ 90d
—
annual return filing
Foundations
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Trust State
Trust Declaration state, amendments, sub-trusts, beneficiaries. · Spec marks this view BOARD_RESTRICTED — Sponsor + Trust Protector only. (Phase 52)
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